Compliance Officers
Nasdaq Sweden AB / Administratörsjobb / Stockholm
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hela Sverige Visa alla jobb hos Nasdaq Sweden AB i Stockholm We are now looking for two Compliance Officers to join our Nasdaq compliance team in Stockholm.
Nasdaq is recognized around the globe as a diversified worldwide financial technology, trading and information services provider to the capital markets serving businesses and investors from over 50 offices in 26 countries across six continents - and in every capital market.
As a Compliance Officer you will be part of the core compliance team focusing on compliance and audits for the Nasdaq's Nordic regulated entities. You will have the chance to work in a small team of driven and dedicated compliance officers and lawyers reporting to the Nordic and Baltic Head of Compliance.
Key Responsibilities:
* Working with management of one or more of the regulated entities such as the Stock Exchange - Nasdaq Stockholm and operational departments to formalize and maintain policies and procedures to ensure that the business is in compliance with applicable securities laws and EU regulation.
* Ensure that appropriate safeguards are in place to prevent, detect and correct compliance failures.
* Participation in the maintenance and development of a solid compliance framework for the regulated entities.
* Manage the relationship with supervisory authorities and other regulators for one or more of the regulated entities.
* Interface with management to develop new compliance policies and procedures, as necessary.
* Reporting to the Board of Directors in relation to compliance matters on a quarterly basis.
* Prepare, maintain and update all written supervisory and operating procedures.
* Follow up on new regulation and engage with relevant internal stakeholders and regulators to ensure compliant implementation.
Education and Experience:
* Masters of law preferred
* At least 3-5 years of relevant experience within compliance within a financial institution.
Skills:
* Experience within compliance controls and audits and working with regulatory entities
* Experience with compliance
* Experience within law is a merit
* Proven experience in providing regulatory guidance and advice
* Ability to work independently, although close together with team members, and has strong communication skills.
To suit this position you are a team-player but enjoy working individually as well and you always thrive to produce high quality work within deadlines. In addition, you are used to assume responsibility and are detailed oriented and self-driven. You enjoy a fast pace working environment. Furthermore, your English and Swedish language skills (both written and spoken) are fluent.
This is a full time position located in Stockholm, Sweden. Please note that the company language is English. Desired start date is as soon as possible. As the process is ongoing, please submit your application in English as soon as possible.
Varaktighet, arbetstid
Heltid Permanent
Publiceringsdatum2019-02-07ErsättningNot Specified
Så ansöker duSista dag att ansöka är 2019-02-17
Ange följande referens när du ansöker: R0003191
Klicka på denna länk för att göra din ansökanKontaktCharlotte Emilson
charlotte.emilson@nasdaq.com (212) 401 8700
FöretagNasdaq Sweden AB
AdressNasdaq Sweden AB
11556
11556 0180
KontorsadressTullvaktsvägen 15
Jobbnummer 4600676
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